Seth Miller

Executive Vice President, General Counsel, and Chief Risk Officer
Member, Board of Directors and Executive Council

Seth Miller

Seth Miller

Executive Vice President, General Counsel, and Chief Risk Officer
Member, Board of Directors and Executive Council

Seth Miller has been with Cambridge since 2008 and his primary focus has been on risk management in an increasingly regulated environment. He manages all internal and external legal affairs for Cambridge along with overseeing the independent broker-dealer’s enterprise approach to risk management. Miller is responsible for leading Cambridge’s Advocacy and Supervision, Compliance, Legal, Regulatory Affairs, and Risk Assessment Teams. In 2018, he was recognized as a 40 Under 40 honoree by InvestmentNews magazine. Miller earned a Bachelor of Science degree in finance and management from Iowa State University and a Juris Doctorate from the University of Iowa College of Law. He holds the FINRA Series 7, 24, and 66 licenses and is licensed to practice law before the Iowa and Missouri state bars.