Cambridge is a financial solutions firm focused on serving independent financial professionals and their investing clients while preserving its private control. Cambridge offers a broad range of choices for independent financial professionals regarding solutions for advice, growth, technology, and independence. Cambridge’s national reach includes: Cambridge Investment Research Advisors, Inc. – a large corporate RIA; and Cambridge Investment Research, Inc. – an independent broker-dealer, member FINRA/SIPC, that is among the largest privately controlled independent broker-dealers in the country.
We believe advisor choice is our business, and we are committed to serving quality independent financial professionals focused on serving the best interests of their clients.
Cambridge Highlights as of December 31, 2020
Assets Under Advisement (AUA)*
Home Office Associates
Producing Financial Professionals
*AUA reflects fee based and independent RIA assets plus commission assets
¹For the 12 months ending December 31, 2020
²Cambridge and its predecessor broker-dealer
At Cambridge, we understand that financial professionals need to chart the path that works best for them and their investing clients. The independent financial professional is the pilot, but Cambridge stands ready to offer guidance and choices that includes financial professional-focused financial solutions:
Cambridge’s purpose is to make a difference in the lives of our financial professionals, their clients, and our associates. Our values are integrity, commitment, flexibility, and kindness, and these values have served us well for 39 years.¹
Over 3,300 independent financial professionals choose Cambridge for financial solutions and services, and they serve hundreds of thousands of investing clients across the country through their independent businesses.
Our high standards must always move even higher, but earning a 9 out of 10 annual financial professional satisfaction rating, together with being voted Broker-Dealer of the Year¹ 12 times and a Top Workplace² 9 times represents a satisfaction trifecta as measured by financial professionals and associates. We are in the business of serving others, and we are grateful for their confidence, trust, appreciation, and perhaps most importantly, our shared sense of purpose and values.
We believe a firm’s culture influences its reputation. We think you can take a hard look at a firm’s stated purpose and values and compare that to how the firm’s management and associates engage with financial professionals and manage business activity. Since our earliest days, we’ve been dedicated to our values of integrity, commitment, flexibility, and kindness. These values guide our decisions and shape our efforts on behalf of independent financial professionals and their investing clients.
We are proud that financial professionals choosing Cambridge share our values and our purpose to make a difference, while embracing an independent mindset, as they seek to best serve their investing clients.
¹Investment Advisor magazine, 2018, 2017, 2016, 2015, 2014, 2013, 2012, 2010, 2008, 2007 division IV; 2003 Division III.
²The Des Moines Register, 2011 – 2018
Largest broker-dealer based on gross revenues, Financial Advisor magazine, 2020
Largest in U.S. for independent broker-dealer revenue, InvestmentNews magazine, 2020
In total revenue,
Financial Planning magazine, 2019
for number of CFP® professionals,
InvestmentNews magazine, 2020
in fee based mix,
Financial Planning magazine, 2019
Investment Advisor magazine, 2020