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Episode 119: The Pace of Change

Steve Youhn

“It’s about how do we get to a ‘yes’ answer.” –Steve Youhn

As the financial services industry continues to evolve, one thing is certain – the pace of change continues to accelerate. In Episode 119: The Pace of Change, Steve Youhn, Senior Vice President of Compliance and Chief Compliance Officer (CCO), joins hosts Val Vest and Jeff Wick to share insight into what financial professionals may need to be aware of in navigating today’s regulatory landscape. Don’t miss this episode of Let’s Talk. Steve walks listeners through all things compliance, including how financial professionals can better prepare for audits. He also shares how Cambridge has made the social media posting process more flexible and efficient for financial professionals, while sharing best practices for maintaining a compliant social media presence. 

Join Jeff, Val, and Steve to learn more about:

  • Upcoming key regulatory changes
  • Common trends in audits and how you can prepare
  • Navigating social media

Tune in to hear what you can expect as the industry evolves!

About Steve Youhn

Senior Vice President, Compliance
Chief Compliance Officer, Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.

Steve Youhn joined Cambridge in 2022 and has over 30 years of experience in the financial services industry. In his role, Youhn oversees the compliance policies, procedures, and framework for the broker dealer, Cambridge Investment Research, Inc., and the corporate Registered Investment Advisor, Cambridge Investment Research Advisors, Inc. (CIRA). He also implements and executes all matters of compliance, regulatory and service policies, procedures, systems, and practices for the firm’s network of independent financial professionals with regard to applicable SEC rules, FINRA rules, federal and state securities regulations, and other applicable laws pertaining to the industry. Youhn earned a Juris Doctor of Law from Stetson University, an MBA from the University of Florida, and a Bachelor of Science degree from the University of South Florida. He also holds FINRA Series 7, 24, and 63 licenses.

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