Are frequent disruptions in the industry causing you to question the current or future state of your business? If so, you're not alone in considering a sale, a merger, or rolling up under a broker-dealer as an office of supervisory jurisdiction (OSJ).
The quick pace of industry and regulatory shifts present challenges that could be alleviated with the help of a stable partner firm.
A partnership with Cambridge—a firm committed to long-term internal control and stability—enables you to:
Retaining your firm’s financial advisors during a transition is vital. That is why we take the time to understand your business’s unique blueprint, create a plan that will help you communicate with staff and clients, and offer training on systems, policies, etc.
Recruiting is key to increasing team size and revenue, as well as expanding your business. Cambridge can assist in the recruiting process and engagement by working with the business development team once you’re ready to take the next steps.