Considering a Break-up with Your Current RIA or Broker-Dealer?
  • Whitepaper

Considering a Break-up with Your Current RIA or Broker-Dealer?

Transition to 13-time Broker-Dealer of the Year honoree; a flexible financial solutions firm where your success comes first

Partnering with a new firm may seem daunting. Partnering with the right firm is inspiring.

Our whitepaper explains:

  • Why do financial professionals seek a new broker-dealer or Registered Investment Advisor?
  • What are the common concerns associated with a transition?
  • How does the overall transition experience properly set up financial professionals for success?

Before you making a change, find out why the right mix of planning, support, and personnel will create a successful transition for you, your business, and your clients.

Investment Advisor magazine, 2020-2012, 2010, 2008, 2007, Division IV; 2003, Division III. Cambridge received the highest marks from its financial professionals in the Investment Advisor Broker-Dealer of the Year 2020 Division IV category. A broker-dealer becomes eligible for this honor only after a minimum of 10 percent of its producing financial professionals cast valid ballots. These ballots also rate the broker-dealer in 15 different categories defined by Investment Advisor as relevant challenges and concerns by financial professionals. The broker-dealers receiving the highest marks in each of four divisions are declared Broker-Dealer of the Year by Investment Advisor magazine. Proprietary study results are based on experiences and perceptions of participating financial professionals surveyed in June of the 13 years listed. Your experience may vary. Visit

Complete the form to download our whitepaper and connect with a Business Development Director.

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Begin your journey.