Personalized Support for Broker-Dealer and RIA Transitions

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Partnering with a new firm may seem daunting. Partnering with the right firm is inspiring.

Our whitepaper explains:

Why do financial professionals seek a new broker-dealer or Registered Investment Advisor?
What are the common concerns associated with a transition?
How does the overall transition experience properly set up financial professionals for success?

Before you making a change, find out why the right mix of planning, support, and personnel will create a successful transition for you, your business, and your clients.

Investment Advisor magazine, 2020-2012, 2010, 2008, 2007, Division IV; 2003, Division III. Cambridge received the highest marks from its financial professionals in the Investment Advisor Broker-Dealer of the Year 2020 Division IV category. A broker-dealer becomes eligible for this honor only after a minimum of 10 percent of its producing financial professionals cast valid ballots. These ballots also rate the broker-dealer in 15 different categories defined by Investment Advisor as relevant challenges and concerns by financial professionals. The broker-dealers receiving the highest marks in each of four divisions are declared Broker-Dealer of the Year by Investment Advisor magazine. Proprietary study results are based on experiences and perceptions of participating financial professionals surveyed in June of the 13 years listed. Your experience may vary. Visit thinkadvisor.com

Cambridge by the Numbers

$1.47B

Total Revenue¹

$144B

Assets Under Advisement (AUA)²

1981

Founded In³

3,800+

Producing Financial Advisors

#9

Largest broker-dealer based on gross revenues, Financial Advisor magazine, 2022

#7

Largest in U.S. for independent broker-dealer revenue, InvestmentNews magazine, 2021

#9

In total revenue, Financial Planning magazine, 2021

#9

Total account assets, Financial Planning magazine, 2021

#8

Highest growth in producing reps, Financial Planning magazine, 2021

¹As of 12/31/22

²AUA reflects fee based and independent RIA assets plus commission asset

³Cambridge and its predecessor broker-dealer

Be Part of Something Wonderful

Since Eric Schwartz founded the firm in 1981¹, Cambridge has helped financial advisors serve clients and build their businesses. Our mutual independence allows financial advisors control by offering a flexible range of products, solutions, technology platforms, and more.

Everybody talks about helping financial advisors and enterprise leaders grow, but Cambridge actually does it. I don’t know of another firm that has the coaching, recruiting support, and product footprint that Cambridge has.

Greg Raines
TAG Advisors ²

I was like a kid at a candy store when I first got to Cambridge because we had so many products and sponsors to choose from. We never had that before. I was previously in a captive environment and had limited selection and shelf space. When I came to Cambridge, that all changed.

Monte Ferguson
Pivotal Financial Advisors ³

Kindness is very important to me and is another big positive reason why I enjoy my time at Cambridge. I've always been impressed with the culture and felt very welcomed here.

Lisa Sappenfield Boyer
Boyer and Sappenfield Investment Advisors ⁴

¹Cambridge and its predecessor broker-dealer.
²Cambridge and TAG are not affiliated
³Cambridge and Pivotal Financial Advisors are not affiliated
⁴Cambridge and Boyer and Sappenfield Investment Advisors are not affiliated

Testimonials may not be representative of the experience of other financial professionals and are no guarantee of future performance or success.

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