Choosing a broker-dealer or registered investment advisor is like choosing a life partner. It can be one of the most important decisions you ever make. When making such a big decision about a business partner, it is critical to let your values lead the way. What do you stand for? What do your clients need? What is your business culture? What are the goals for your business?

Our whitepaper will walk you through important factors that financial professionals often overlook when selecting a partner firm. A few of the considerations discussed in detail include:

  • Financial stability
  • Strength of management
  • Compliance 
  • Payout structure

After reading this whitepaper, you will be prepared to size up any partner firm and ask the right questions.