Transition to an Independent Broker-Dealer and RIA Where Your Success Comes First


We appreciate that every journey is unique. That is why we do not follow a one-size-fits-all approach. As a financial solutions firm, both our independent broker-dealer and Registered Investment Adviser spaces are available for you to decide which is right for your business. 

When you transition to Cambridge, we offer you a broad array of services to meet your individual needs. Our flexibility and independence will inspire you to make the change you crave.

Experience the Cambridge difference. 


Time-Saving Technology

Discover innovation designed to help you manage client relationships and deliver a seamless experience. Gain access to a full suite of intuitive and customizable technology components that are continually being enhanced to enable financial professionals to do business wherever, whenever, and however they choose. 

Features include:

  • CRM
  • Clearing services
  • Compliance review
  • Compensation and fee billing
  • Financial planning

Vast Investment Choices

We offer one of the broadest product footprints in the industry, enabling you to deliver the objectivity your clients deserve. Our Due Diligence Product Services Team serves as a liaison between Cambridge and hundreds of product companies. 

These relationships provide you access to an array of products, including: 

  • Alternative investments
  • Annuities 
  • Mutual funds
  • Retirement and college savings plans 
  • Trust services

Flexible Business Models

We don’t expect you to fit a mold. Whether your fee structure includes advice (fees/advisory), commission (product/transactional), or a hybrid, you have complete control in deciding which path is right for you and your clients. 

Our most popular affiliation options include:

  • Independent financial professionals
  • Enterprises
  • Financial institutions

Personalized Transition Plans

Your business doesn’t stop during a transition. We know how critical a smooth transition is in maintaining client satisfaction, so we provide the comprehensive support you need to efficiently move your book to Cambridge.

You’ll be paired with a dedicated Transition Consultant who will get to know you and your business personally and create a transition plan that ensures your business’s operations remain online during your transition. 

Connect with Cambridge

Ask Lynn and Trevor about how Cambridge's flexible options can help you drive revenue and serve your clients with confidence.

Complete the form below or give them a call at 833-741-0502 to find out how you can take your financial practice to the next level.

Trevor Richards
Associate Director,
Business Development 

Lynn Brones 
First Vice President, 
Business Development

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