Cambridge welcomes Daniel Wright to the firm as First Vice President, Compliance and Chief Compliance Officer. In this role, Wright provides compliance oversight for Cambridge’s broker-dealer activities while identifying and working to mitigate potential risks for the firm and its independent financial professionals. He is also responsible for implementing the firm’s broker-dealer compliance policies and ensuring the firm complies with all applicable rules and regulations.
Wright’s tenure in the financial services industry spans more than 25 years with a background in compliance and operations. Most recently, Wright served as managing director and head of broker-dealer compliance at Perella Weinberg Partners, where he oversaw the broker-dealer compliance programs in North America and was responsible for all regulatory updates. Additionally, he served as the Chief Compliance Officer at Jackson National Life Insurance Company, National Planning Holdings, and H.D. Vest Investments.
Wright earned a Bachelor of Arts degree from Oklahoma State University. He is a Certified Anti-Money Laundering Specialist (CAMS) and Certified Regulatory and Compliance Professional (CRCP®). Additionally, he holds the FINRA Series 4, 7, 8, 24, 27, 53, 57, 62, 63, and 99 licenses.
Securities offered through Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC, and investment advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Both are wholly owned subsidiaries of Cambridge Investment Group, Inc.