Seth Miller has been with Cambridge since 2008, and today serves as president of the firm’s Advocacy and Administration division. He is part of Cambridge’s Office of the CEO and is a member of the firm’s Board of Directors and Executive Council. Miller leads the firm’s efforts in creating an environment to help Cambridge associates and financial professionals succeed by managing internal polices and controls while influencing and navigating industry rules and laws that impact the firm’s business.

Miller has oversight of the Corporate Legal, Supervision, Human Resources, and Compliance teams for Cambridge. He previously served as executive vice president, general counsel, and chief risk officer where his primary focus was on risk management in an increasingly regulated environment. Miller has worked closely with the Financial Services Institute (FSI) as well as legislators to address key topics impacting independent financial services firms and financial professionals.

In 2018, Miller was recognized as a 40 Under 40 honoree1 by InvestmentNews magazine. He earned a Bachelor of Science degree in finance and management from Iowa State University and a Juris Doctorate from the University of Iowa College of Law. Miller’s legal specialization includes securities and investment advisory business, corporate governance, and litigation. He holds the FINRA Series 7, 24, and 66 licenses and is licensed to practice law before the Iowa and Missouri state bars.

¹InvestmentNews Magazine, 40 Under 40 award 2018 recognizes the achievements of 40 individuals under the age of 40 in the financial industry. A team of reporters and editors selected the 40 honorees out of hundreds of online nominations.